Simon Einar Long

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Manager of certification employee (since 14 Jun 2023)
    • [FCA CF] Client dealing (since 12 Jun 2023)
    • [FCA CF] Client dealing (15 Nov 2016 to 11 Jan 2021)
    • [FCA CF] Manager of certification employee (15 Nov 2016 to 5 Nov 2020)
    • [PRA CF] Significant risk taker or Material risk taker (24 May 2016 to 5 Aug 2021)
    • CF30 Customer (16 Sep 2013 to 6 Mar 2016)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (28 Jan 2019 to 5 Aug 2021)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (28 Jan 2010 to 28 May 2013)
  • Swiss Re Capital Markets Limited (no longer approved here)

    FRN 187863

    • CF21 Investment Adviser (3 Jun 2005 to 1 Jun 2007)
    • CF26 Customer Trading (3 Jun 2005 to 1 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.