Simon Edward Ian Mason

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tavira Financial Limited

    FRN 462001

    • SMF3 Executive Director (since 6 Mar 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (28 Feb 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (9 Jan 2019 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (27 Feb 2007 to 31 Oct 2007)
    • CF26 Customer Trading (27 Feb 2007 to 31 Oct 2007)
  • ABN AMRO Clearing Bank N.V., London Branch (no longer approved here)

    FRN 400059

    • CF30 Customer (30 Mar 2012 to 21 Dec 2012)
    • CF26 Customer Trading (11 Aug 2006 to 31 Oct 2007)
  • Marex Financial (no longer approved here)

    FRN 442767

    • CF21 Investment Adviser (13 Jan 2006 to 18 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

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