Simon Dennis Freedman

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura Bank International Plc.

    FRN 204419

    • [FCA CF] Material risk taker (since 11 Apr 2023)
    • [FCA CF] Manager of certification employee (since 15 Dec 2022)
    • [FCA CF] Manager of certification employee (3 Mar 2020 to 23 Nov 2021)
  • Nomura International Plc

    FRN 124422

    • [FCA CF] Manager of certification employee (since 10 Jul 2019)
    • [FCA CF] Material risk taker (since 10 Jul 2019)
    • [FCA CF] Client dealing (since 10 Jun 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Manager of certification employee (1 Jun 2017 to 28 May 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 28 May 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (2 Nov 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (6 Jul 2006 to 1 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

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