SIMON DAVID FULLER

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

The Bank of Nova Scotia
FRN 141308
- [FCA CF] Manager of certification employee (since 2 Jun 2025)
- [FCA CF] Client dealing (since 24 Jan 2022)
Novate Global Markets Limited (no longer approved here)
FRN 124624
- (515)[FCA CF] Client dealing (26 Aug 2020 to 20 May 2021)
- (514)CF30 Customer (11 Jul 2017 to 8 Dec 2019)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF30 Customer (25 Sep 2012 to 28 May 2014)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF30 Customer (25 Sep 2012 to 28 May 2014)

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (514)CF30 Customer at Novate Global Markets Limited
1 day ago
controlled function added: (515)[FCA CF] Client dealing at Novate Global Markets Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.