Simon Daniel Yates

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc

    FRN 124422

    • [FCA CF] Client dealing (since 25 Jul 2024)
    • [FCA CF] Manager of certification employee (28 May 2025 to 30 Jun 2025)
  • Two Sigma Securities UK Limited (no longer approved here)

    FRN 912490

    • SMF3 Executive Director (1 Apr 2020 to 1 Apr 2020)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF29 Significant management (1 Nov 2007 to 26 Oct 2009)
    • CF30 Customer (1 Nov 2007 to 26 Oct 2009)
    • CF21 Investment Adviser (10 Jan 2007 to 31 Oct 2007)
    • CF1 Director (10 Jan 2007 to 26 Oct 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (14 Dec 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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