Date authorised
1 April 2020
Companies House
11942751
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    7 Devonshire Square
    Level 5
    London
    EC2M 4YE
    UNITED KINGDOM
    Phone
    +442037509960
  • Complaints Contact

    7 Devonshire Square
    Level 5
    London
    EC2M 4YH
    UNITED KINGDOM
    Phone
    +442037509960

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Stockbroking

    For Eligible Counterparty, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Aleksander Cels Grygiel

    IRN AXG00346

    • [FCA CF] Material risk taker (1 Apr 2020 to 7 Feb 2025)
    • [FCA CF] Proprietary trader (1 Apr 2020 to 7 Feb 2025)
    • [FCA CF] Algorithmic trading (1 Apr 2020 to 7 Feb 2025)
  • Ashish Thakkar

    IRN AXT00411

    • [FCA CF] Material risk taker (1 Jan 2022 to 6 Feb 2026)
  • Brian Smith-Sweeney

    IRN BXS00566

    • [FCA CF] Material risk taker (since 27 Mar 2025)
  • Carl Joseph Vallese

    IRN CXV19145

    • SMF3 Executive Director (1 Apr 2020 to 1 Apr 2020)
    • SMF16 Compliance Oversight (1 Apr 2020 to 2 Dec 2020)
  • Chetak Gandhi

    IRN CXG00438

    • [FCA CF] Material risk taker (since 3 Apr 2023)
    • [FCA CF] Algorithmic trading (since 3 Apr 2023)
  • Dennis John Leventhal

    IRN DXL00189

    • [FCA CF] Material risk taker (1 Apr 2020 to 17 Feb 2023)
  • Dimitri Michael Viadro

    IRN DXV00099

    • SMF3 Executive Director (since 20 Nov 2023)
  • Ewa Anna Hernestal

    IRN EAH01065

    • [FCA CF] Material risk taker (1 Apr 2020 to 4 Apr 2025)
    • [FCA CF] Significant management (1 Apr 2020 to 4 Apr 2025)
  • Malcolm Iain Carruthers

    IRN MIC01031

    • SMF3 Executive Director (since 1 Apr 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Apr 2020 to 2 Dec 2020)
  • Matthew Brady Siano

    IRN MBS01089

    • SMF3 Executive Director (1 Apr 2020 to 6 Oct 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.