Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • D G S Independent Financial Advisers Limited (no longer approved here)

    FRN 225814

    • Appointed representative dealing with clients for which they require qualification (24 Jul 2023 to 7 Jan 2025)
    • [FCA CF] Client dealing (19 Jul 2021 to 24 Jul 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Jul 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF22 Investment Adviser (Trainee) (19 Feb 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.