Simon Christopher Brooks

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lothbury UK Limited (no longer approved here)

    FRN 311701

    • [FCA CF] Significant management (12 Dec 2023 to 25 Jul 2025)
  • Butterfield Mortgages Limited (no longer approved here)

    FRN 119274

    • CF30 Customer (16 Sep 2008 to 6 Mar 2016)
    • CF22 Investment Adviser (Trainee) (17 Jun 2002 to 21 Dec 2004)
    • CF1 Director (1 Dec 2001 to 31 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.