Lothbury UK Limited

Date authorised
1 April 2013
Companies House
04942973
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Room 735
    Lloyd's Building
    London
    EC3M 7HA
    UNITED KINGDOM
    Phone
    +4402074881704
    Web
    https://www.lothburyuk.com

  • Complaints Contact

    Room 735
    Lloyd's Building
    London
    EC3M 7HA
    UNITED KINGDOM
    Phone
    +4402074881704

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Investment Advice

    For All, Membership of a Lloyd's syndicate, Rights to or interests in investments

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Claudia Katherine Louise West

    IRN CXW00776

    • Director of firm who is not a certification employee or a SMF manager (since 14 Jul 2025)
  • David Alan Howard

    IRN DAH01208

    • SMF1 Chief Executive (9 Dec 2019 to 27 Jan 2025)
    • SMF3 Executive Director (9 Dec 2019 to 27 Jan 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 27 Jan 2025)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF3 Chief Executive (14 Jan 2005 to 8 Dec 2019)
  • David Alan King

    IRN DAK01062

    • CF1 Director (2 Aug 2005 to 15 May 2006)
  • Dominic Jonathan Edward Whitelocke-Winter

    IRN DJW01365

    • Responsible for Insurance Distribution (since 19 Feb 2025)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF13 Finance (18 Jul 2007 to 31 Oct 2007)
    • CF1 Director (18 Jul 2007 to 8 Dec 2019)
  • Hugo Charles Merison

    IRN HCM01037

    • CF1 Director (25 Oct 2007 to 17 Sep 2010)
  • James William Vernon

    IRN JWV01010

    • CF1 Director (23 Jun 2006 to 16 May 2007)
  • Joanne McAlpine

    IRN JXM00455

    • SMF3 Executive Director (26 May 2021 to 14 Jul 2025)
  • Martin Philip Kay

    IRN MPK01052

    • CF1 Director (29 Jan 2010 to 12 Oct 2012)
  • Michael Joseph Blenkinsopp

    IRN MJB01555

    • CF2 Non Executive Director (26 Apr 2006 to 4 Feb 2009)
    • CF1 Director (2 Aug 2005 to 27 Apr 2006)
  • Simon Christopher Brooks

    IRN SCB01048

    • [FCA CF] Significant management (12 Dec 2023 to 25 Jul 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.