Simon Charles Lloyd

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Primary Capital Partners LLP (no longer approved here)

    FRN 658747

    • [FCA CF] CASS oversight function (9 Mar 2020 to 3 May 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 3 May 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 3 May 2022)
    • SMF27 Partner (9 Dec 2019 to 28 Aug 2020)
    • CF11 Money Laundering Reporting (11 May 2015 to 8 Dec 2019)
    • CF4 Partner (11 May 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (11 May 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.