Date authorised
11 May 2015
Companies House
OC390504
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Augustine House
    6a Austin Friars
    London
    EC2N 2HA
    UNITED KINGDOM
    Phone
    +442079204800
  • Complaints Contact

    Augustine House
    6a Austin Friars
    London
    EC2N 2HA
    UNITED KINGDOM
    Phone
    +442079204800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Runs Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alec Charles Parkinson

    IRN ACP01135

    • SMF27 Partner (since 5 Dec 2022)
    • [FCA CF] Client dealing (since 9 Mar 2020)
    • SMF27 Partner (9 Dec 2019 to 2 Nov 2020)
    • CF30 Customer (11 May 2015 to 8 Dec 2019)
    • CF4 Partner (11 May 2015 to 8 Dec 2019)
  • Alistair Paul Armstrong

    IRN APA01023

    • [FCA CF] Client dealing (9 Mar 2020 to 31 Dec 2022)
    • [FCA CF] Functions requiring qualifications (9 Mar 2020 to 10 Mar 2020)
    • SMF27 Partner (9 Dec 2019 to 2 Nov 2020)
    • CF4 Partner (11 May 2015 to 8 Dec 2019)
    • CF30 Customer (11 May 2015 to 8 Dec 2019)
  • Charles Patterson Gonszor

    IRN CPG01013

    • CF30 Customer (11 May 2015 to 31 Mar 2017)
    • CF4 Partner (11 May 2015 to 31 Mar 2017)
  • Christopher William Hopwood

    IRN CWH01058

    • [FCA CF] Client dealing (10 Jan 2023 to 30 Jun 2025)
  • Graham Heddle

    IRN GXH01213

    • [FCA CF] Client dealing (9 Mar 2020 to 12 Sep 2023)
    • [FCA CF] Functions requiring qualifications (9 Mar 2020 to 10 Mar 2020)
    • SMF27 Partner (9 Dec 2019 to 2 Nov 2020)
    • CF30 Customer (11 May 2015 to 8 Dec 2019)
    • CF4 Partner (11 May 2015 to 8 Dec 2019)
  • Iain John Wolstenholme

    IRN IJW01037

    • [FCA CF] Client dealing (since 9 Mar 2020)
    • SMF27 Partner (9 Dec 2019 to 2 Nov 2020)
    • CF30 Customer (11 May 2015 to 8 Dec 2019)
    • CF4 Partner (11 May 2015 to 8 Dec 2019)
  • Jacqueline Anne Adams

    IRN JAA01197

    • SMF27 Partner (9 Dec 2019 to 2 Nov 2020)
    • CF4 Partner (11 May 2015 to 8 Dec 2019)
  • Natasha Nadesar

    IRN NXN01250

    • [FCA CF] Client dealing (9 Sep 2024 to 31 Dec 2024)
  • Neel Ramesh Mehta

    IRN NRM01085

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Aug 2022)
    • SMF16 Compliance Oversight (since 3 Aug 2022)
  • Neil Alan Wallace

    IRN NAW01046

    • [FCA CF] Client dealing (14 Apr 2023 to 1 Apr 2026)
    • SMF1 Chief Executive (9 Dec 2019 to 18 Jan 2024)
    • SMF27 Partner (9 Dec 2019 to 1 Apr 2026)
    • CF3 Chief Executive (11 May 2015 to 8 Dec 2019)
    • CF30 Customer (11 May 2015 to 8 Dec 2019)
    • CF4 Partner (11 May 2015 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.