Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Feb 2021)
    • [FCA CF] Material risk taker (1 Feb 2021 to 25 May 2023)
    • [FCA CF] Manager of certification employee (1 Feb 2021 to 1 Aug 2025)
    • CF30 Customer (2 Jan 2008 to 8 Dec 2019)
  • Baring International Investment Limited (no longer approved here)

    FRN 122628

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Aug 2003 to 26 Jul 2004)
    • CF27 Investment Management (1 Dec 2001 to 5 May 2005)
  • Baring Asset Management Limited (no longer approved here)

    FRN 170601

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Aug 2003 to 26 Jul 2004)
    • CF27 Investment Management (1 Dec 2001 to 5 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.