Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CMC Markets UK plc
FRN 173730
- [FCA CF] Manager of certification employee (since 1 Aug 2025)
- [FCA CF] Client dealing (since 1 Aug 2025)
- [FCA CF] Material risk taker (since 1 Aug 2025)
- [FCA CF] Significant management (since 1 Aug 2025)
- [FCA CF] Algorithmic trading (since 1 Aug 2025)
- SMF18 Other Overall Responsibility (8 Sep 2022 to 24 Feb 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 7 Sep 2022)
- [FCA CF] Algorithmic trading (9 Dec 2019 to 7 Sep 2022)
- [FCA CF] Material risk taker (9 Dec 2019 to 7 Sep 2022)
- [FCA CF] Significant management (9 Dec 2019 to 7 Sep 2022)
- CF29 Significant management (25 Jun 2019 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 7 Jan 2011)
- CF26 Customer Trading (16 Jul 2003 to 10 Oct 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.