Simon Briggs

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Chartered Bank

    FRN 114276

    • [FCA CF] Material risk taker (since 29 Aug 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 29 Aug 2025)
    • [FCA CF] Manager of certification employee (since 1 Sep 2017)
    • [FCA CF] Client dealing (since 26 Sep 2016)
    • [PRA CF] Significant risk taker or Material risk taker (23 Aug 2023 to 14 Aug 2024)
    • [FCA CF] Material risk taker (23 Aug 2023 to 14 Aug 2024)
  • Macquarie Bank Ltd (no longer approved here)

    FRN 170934

    • CF30 Customer (1 Nov 2007 to 7 Aug 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Macquarie Capital (Europe) Limited (no longer approved here)

    FRN 193905

    • CF30 Customer (1 Nov 2007 to 11 Mar 2008)
    • CF21 Investment Adviser (23 Oct 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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