Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Ellis David Limited
FRN 442066
- SMF1 Chief Executive (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- [PRA CF] Key function holder (9 Dec 2019 to 13 Nov 2023)
- [FCA CF] CASS oversight function (9 Dec 2019 to 13 Nov 2023)
- Responsible for Insurance Mediation (17 Nov 2017 to 30 Sep 2018)
- CF11 Money Laundering Reporting (11 Jan 2016 to 8 Dec 2019)
- CF3 Chief Executive (10 Feb 2015 to 8 Dec 2019)
- CF1 Director (10 Feb 2015 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.