Ellis David Limited

• Principal Place of Business

  152-154 Essex Road

  Canonbury

  London

  N1 8LY

  UNITED KINGDOM

  Phone

  +4402073543881

  Web

  https://ellisdavid.com

• Complaints Contact

  152 Essex Road

  London

  N1 8LY

  UNITED KINGDOM

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Plan Admin

• Debt Collection

• Consumer Loans

• Loan Servicing

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Anthony John Brook

  IRN AJB01526

  • CF1 Director (1 Jun 2006 to 30 Jun 2010)
• DENISE LESLEY JUDGE

  IRN DLJ01055

  • [FCA CF] Significant management (since 19 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF28 Systems and controls (16 Aug 2010 to 8 Dec 2019)
  • CF1 Director (16 Aug 2010 to 8 Dec 2019)
  • CF29 Significant management (16 Aug 2010 to 8 Dec 2019)
• David John Brewster

  IRN DJB01386

  • CF3 Chief Executive (1 Jun 2006 to 14 Nov 2017)
  • CF8 Apportionment and Oversight (1 Jun 2006 to 31 Mar 2009)
  • Responsible for Insurance Mediation (1 Jun 2006 to 14 Nov 2017)
• John Bryant

  IRN JXB02634

  • CF28 Systems and controls (21 Jul 2010 to 24 Oct 2013)
  • CF1 Director (21 Jul 2010 to 24 Oct 2013)
  • CF29 Significant management (21 Jul 2010 to 24 Oct 2013)
• Keith Brian Dowding

  IRN KBD01010

  • CF1 Director (1 Jun 2006 to 30 Jun 2010)
• Simon Brewster

  IRN SXB02901

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • [FCA CF] CASS oversight function (9 Dec 2019 to 13 Nov 2023)
  • [PRA CF] Key function holder (9 Dec 2019 to 13 Nov 2023)
  • Responsible for Insurance Mediation (17 Nov 2017 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (11 Jan 2016 to 8 Dec 2019)
  • CF1 Director (10 Feb 2015 to 8 Dec 2019)
  • CF3 Chief Executive (10 Feb 2015 to 8 Dec 2019)

• Anderson Harris

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No changes recorded yet.