Simon Blowey

Last updated
4 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cauvery Wealth Ltd

    FRN 1024604

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 8 Sep 2025)
    • [FCA CF] Client dealing (since 8 Sep 2025)
    • Responsible for Insurance Distribution (since 1 Sep 2025)
    • SMF1 Chief Executive (since 1 Sep 2025)
    • SMF3 Executive Director (since 1 Sep 2025)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Client dealing (4 Nov 2024 to 31 Dec 2024)
    • [FCA CF] Manager of certification employee (4 Nov 2024 to 31 Dec 2024)
    • [FCA CF] Significant management (4 Nov 2024 to 31 Dec 2024)
    • [FCA CF] Functions requiring qualifications (4 Nov 2024 to 31 Dec 2024)
    • [FCA CF] Material risk taker (4 Nov 2024 to 31 Dec 2024)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 8 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

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