Simon Benazera

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Napier Park Global Capital Ltd
FRN 541427
- [FCA CF] Client dealing (since 19 Apr 2021)
- [FCA CF] Material risk taker (19 Apr 2021 to 1 Jan 2022)
- [PRA CF] Managing a material risk taker (19 Apr 2021 to 20 Apr 2021)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- [FCA CF] Client dealing (24 May 2017 to 26 Mar 2021)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- [FCA CF] Client dealing (24 May 2017 to 26 Mar 2021)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.