Simon Austen Thorp

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • APERTURE INVESTORS UK, LTD (no longer approved here)

    FRN 846073

    • SMF9 Chair of the Governing Body (13 Jul 2020 to 20 Jan 2026)
    • SMF3 Executive Director (4 Feb 2020 to 20 Jan 2026)
    • [FCA CF] Material risk taker (9 Dec 2019 to 18 Mar 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 14 Jan 2026)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Jan 2026)
  • G10 Capital Limited (no longer approved here)

    FRN 648953

    • CF30 Customer (13 Nov 2019 to 8 Dec 2019)
  • Sapia Partners LLP (no longer approved here)

    FRN 550103

    • CF1 Director (AR) (5 Jul 2019 to 3 Feb 2020)
    • CF30 Customer (11 Nov 2018 to 3 Feb 2020)
  • Aperture Investors UK, Ltd (no longer approved here)

    FRN 825462

    • Employed By (11 Nov 2018 to 3 Feb 2020)
  • Liontrust Investment Partners LLP (no longer approved here)

    FRN 518552

    • CF30 Customer (8 Jul 2010 to 1 Jul 2011)
    • CF4 Partner (8 Jul 2010 to 1 Jul 2011)

Recent activity

Updates to this individual's record on the FCA register.

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