Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 5 Apr 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Apr 2022)
- CF1 Director (7 Jan 2009 to 1 Oct 2010)
- CF10 Compliance Oversight (7 Jan 2009 to 1 Oct 2010)
- CF11 Money Laundering Reporting (7 Jan 2009 to 1 Oct 2010)
- CF8 Apportionment and Oversight (7 Jan 2009 to 31 Mar 2009)
- CF30 Customer (2 Jan 2008 to 8 Dec 2019)
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- Employed By (14 Aug 2006 to 28 Dec 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.