Century Law Limited

• Principal Place of Business

  Century Financial Planning

  St. Stephens House

  Arthur Road

  Windsor

  Berkshire

  SL4 1RU

  UNITED KINGDOM

  Phone

  +441753622756

  Web

  https://www.centuryfp.co.uk

• Complaints Contact

  Century Financial Planning

  St. Stephens House

  Arthur Road

  Windsor

  Berkshire

  SL4 1RU

  UNITED KINGDOM

  Phone

  +441753622756

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Alan David Bird

  IRN AXB00175

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 21. Advising or arranging (bringing about) equity release transactions
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • CF10 Compliance Oversight (2 Jan 2008 to 8 Dec 2019)
  • CF1 Director (2 Jan 2008 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (2 Jan 2008 to 8 Dec 2019)
  • CF30 Customer (2 Jan 2008 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (2 Jan 2008 to 31 Mar 2009)
  • Responsible for Insurance Mediation (2 Jan 2008 to 30 Sep 2018)
• Cheryl Wagstaff

  IRN CXW00165

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Feb 2022)
  • [FCA CF] Functions requiring qualifications (since 4 Feb 2021)
• Jeremy John Pope

  IRN JJP00006

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (2 Jan 2008 to 8 Dec 2019)
  • CF1 Director (2 Jan 2008 to 2 May 2018)
• Nicholas Stephen Oppenheim

  IRN NXO16003

  • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • CF2 Non Executive Director (17 Sep 2019 to 8 Dec 2019)
• Roger Colin Butler

  IRN RCB00009

  • CF30 Customer (2 Jan 2008 to 13 Nov 2015)
• Rowan William Seabrook Higgs

  IRN RWH01165

  • [FCA CF] Client dealing (9 Dec 2019 to 17 Jan 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Jan 2024)
  • CF30 Customer (1 Jan 2016 to 8 Dec 2019)
• Simon Anthony Kemp

  IRN SAK01084

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Apr 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 5 Apr 2022)
  • CF10 Compliance Oversight (7 Jan 2009 to 1 Oct 2010)
  • CF11 Money Laundering Reporting (7 Jan 2009 to 1 Oct 2010)
  • CF8 Apportionment and Oversight (7 Jan 2009 to 31 Mar 2009)
  • CF1 Director (7 Jan 2009 to 1 Oct 2010)
  • CF30 Customer (2 Jan 2008 to 8 Dec 2019)

No changes recorded yet.