Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MHA Wealth Limited
FRN 143715
- 14. Managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Significant management (9 Dec 2019 to 14 Jan 2026)
- SMF1 Chief Executive (9 Dec 2019 to 2 Apr 2026)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Jan 2026)
- [FCA CF] Material risk taker (9 Dec 2019 to 14 Jan 2026)
- CF3 Chief Executive (12 Mar 2019 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF1 Director (2 May 2003 to 8 Dec 2019)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.