Simon Andrew Waxley

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Whitebox Advisors London, LLP (no longer approved here)

    FRN 526908

    • SMF27 Partner (9 Dec 2019 to 5 Dec 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Nov 2024)
    • CF10 Compliance Oversight (10 Nov 2010 to 10 Mar 2015)
    • CF11 Money Laundering Reporting (10 Nov 2010 to 12 Sep 2018)
    • CF30 Customer (10 Nov 2010 to 8 Dec 2019)
    • CF4 Partner (10 Nov 2010 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.