Whitebox Advisors London, LLP

• Principal Place of Business

  Standbrook House

  2-5 Old Bond Street

  London

  W1S 4PD

  UNITED KINGDOM

  Phone

  +4402031428300

  Web

  https://www.whiteboxadvisors.com

• Complaints Contact

  Standbrook House

  2-5 Old Bond Street

  London

  W1S 4PD

  UNITED KINGDOM

  Phone

  +4402031428300

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . Capital W Ltd

  IRN XXC01169

  • SMF27 Partner (9 Dec 2019 to 5 Dec 2024)
  • CF4 Partner (10 Nov 2010 to 8 Dec 2019)
• Christie Groves

  IRN CXG01448

  • [FCA CF] Client dealing (9 Dec 2019 to 15 Apr 2025)
  • CF10 Compliance Oversight (15 May 2015 to 12 Sep 2018)
  • CF30 Customer (23 Oct 2013 to 8 Dec 2019)
• Jacob Jonathan Confino

  IRN JXC02666

  • [FCA CF] Client dealing (9 Dec 2019 to 16 Jul 2021)
  • CF30 Customer (12 May 2014 to 8 Dec 2019)
• Lars Kroijer

  IRN LXK01037

  • CF30 Customer (4 Oct 2011 to 4 Apr 2012)
• Laurent Raymond Tuil

  IRN LRT01010

  • CF30 Customer (10 Nov 2010 to 27 Mar 2012)
• Maximilian Marcus Pesch

  IRN MMP01059

  • [FCA CF] Client dealing (23 Sep 2024 to 31 Dec 2025)
• Maxwell Francis Thomas Harman

  IRN MXH14192

  • [FCA CF] Client dealing (since 10 Jan 2022)
• Maya Rogers

  IRN MXR02756

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Jul 2021)
  • CF30 Customer (9 May 2017 to 8 Dec 2019)
• Milan Lazovic

  IRN MXL01771

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (7 Mar 2017 to 8 Dec 2019)
• Muquarrab Karim

  IRN MXK02002

  • SMF27 Partner (since 28 Feb 2025)

No changes recorded yet.