Simon Andrew Durling

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Santander Asset Management UK Limited (no longer approved here)
FRN 122491
- [FCA CF] Client dealing (9 Dec 2019 to 15 Mar 2024)
Fisher Investments Europe Limited (no longer approved here)
FRN 191609
- CF30 Customer (23 Jul 2008 to 20 Apr 2009)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (20 Dec 2007 to 28 May 2008)
- CF1 Director (AR) (20 Dec 2007 to 28 May 2008)
- CF21 Investment Adviser (22 Oct 2002 to 20 Dec 2004)
ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)
FRN 122472
- CF21 Investment Adviser (22 Oct 2002 to 3 Jun 2003)
ST. JAMES'S PLACE UK PLC (no longer approved here)
FRN 150026
- CF21 Investment Adviser (22 Oct 2002 to 3 Jun 2003)
Santander UK Plc (no longer approved here)
FRN 106054
- CF21 Investment Adviser (10 Apr 2002 to 31 Oct 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.