Simon Andrew Atkin

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

HQN Financial Management Limited (no longer approved here)
FRN 431467
- SMF3 Executive Director (9 Dec 2019 to 17 Nov 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Apr 2025)
- SMF16 Compliance Oversight (9 Dec 2019 to 30 Apr 2025)
- Responsible for Insurance Distribution (1 Oct 2018 to 17 Nov 2025)
- CF10 Compliance Oversight (26 Oct 2017 to 8 Dec 2019)
- Responsible for Insurance Mediation (23 Nov 2016 to 30 Sep 2018)
- CF30 Customer (1 Nov 2007 to 31 Dec 2012)
- CF21 Investment Adviser (21 Jun 2005 to 31 Oct 2007)
- CF11 Money Laundering Reporting (21 Jun 2005 to 8 Dec 2019)
- CF1 Director (21 Jun 2005 to 8 Dec 2019)
Regency IFAs Ltd (no longer approved here)
FRN 196720
- (6)Employed By (16 Apr 2002 to 4 Feb 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.