Simon Alston Fox

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CB FINANCIAL ADVISERS LLP (no longer approved here)

    FRN 489484

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Jan 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 2 Jan 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Jan 2025)
    • CF1 Director (AR) (13 Nov 2008 to 1 Jan 2018)
    • CF4 Partner (30 Oct 2008 to 1 Jan 2018)
    • CF10 Compliance Oversight (30 Oct 2008 to 1 Jan 2018)
    • CF11 Money Laundering Reporting (30 Oct 2008 to 1 Jan 2018)
    • CF30 Customer (30 Oct 2008 to 3 Jan 2025)
    • CF8 Apportionment and Oversight (30 Oct 2008 to 31 Mar 2009)
    • Responsible for Insurance Mediation (30 Oct 2008 to 1 Jan 2018)
  • Bennett Griffin Wealth Management Limited (no longer approved here)

    FRN 727491

    • Employed By (4 Jan 2016 to 15 Sep 2022)
  • Coole Bevis Wealth Management Ltd (no longer approved here)

    FRN 515456

    • Employed By (4 Jan 2010 to 3 Jan 2025)
  • Alston Consulting Ltd (no longer approved here)

    FRN 401143

    • (2)Employed By (8 Jun 2004 to 15 Sep 2022)

Recent activity

Updates to this individual's record on the FCA register.

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