Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 5 Jan 2026)
    • [FCA CF] Client dealing (since 5 Jan 2026)
  • Flying Colours Advice Limited (no longer approved here)

    FRN 672022

    • [FCA CF] Functions requiring qualifications (12 Jul 2022 to 30 Dec 2025)
    • [FCA CF] Client dealing (12 Jul 2022 to 30 Dec 2025)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • [FCA CF] Functions requiring qualifications (13 Dec 2019 to 8 Jul 2022)
    • [FCA CF] Client dealing (13 Dec 2019 to 8 Jul 2022)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (3 Aug 2015 to 23 Dec 2016)
  • Anderson Financial Management Ltd (no longer approved here)

    FRN 465482

    • (2)Employed By (3 Aug 2015 to 23 Dec 2016)
  • Hargreaves Lansdown Advisory Services Limited (no longer approved here)

    FRN 189627

    • CF30 Customer (21 Apr 2010 to 28 Aug 2015)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Anderson Financial Management Ltd

  2. controlled function added: (2)Employed By at Anderson Financial Management Ltd