Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Azets Wealth Management Limited
FRN 449016
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 5 Jan 2026)
- [FCA CF] Client dealing (since 5 Jan 2026)
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- [FCA CF] Functions requiring qualifications (12 Jul 2022 to 30 Dec 2025)
- [FCA CF] Client dealing (12 Jul 2022 to 30 Dec 2025)
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- [FCA CF] Functions requiring qualifications (13 Dec 2019 to 8 Jul 2022)
- [FCA CF] Client dealing (13 Dec 2019 to 8 Jul 2022)
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- CF30 Customer (3 Aug 2015 to 23 Dec 2016)
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- (2)Employed By (3 Aug 2015 to 23 Dec 2016)
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- CF30 Customer (21 Apr 2010 to 28 Aug 2015)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Anderson Financial Management Ltd
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controlled function added: (2)Employed By at Anderson Financial Management Ltd