Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF29 Limited scope function (limited scope SMCR firms only) (since 23 Jul 2024)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 31 Dec 2007)
    • CF21 Investment Adviser (20 Mar 2003 to 31 Oct 2007)
    • CF26 Customer Trading (4 Mar 2003 to 20 Mar 2003)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 31 Dec 2007)
    • CF21 Investment Adviser (20 Mar 2003 to 31 Oct 2007)
    • CF26 Customer Trading (4 Mar 2003 to 20 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.