Fidessa Trading UK Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Andrew Keith Skelton
IRN AKS01161
- CF10 Compliance Oversight (12 Nov 2015 to 31 Dec 2018)
- CF1 Director (12 Nov 2015 to 31 Dec 2018)
- CF11 Money Laundering Reporting (12 Nov 2015 to 31 Dec 2018)
Andrew Malpass
IRN AXM02497
- CF11 Money Laundering Reporting (22 Oct 2007 to 27 Oct 2015)
- CF10 Compliance Oversight (22 Oct 2007 to 27 Oct 2015)
- CF1 Director (22 Oct 2007 to 27 Oct 2015)
Caroline Lindsay Heath
IRN CXH07922
- CF11 Money Laundering Reporting (16 Nov 2018 to 16 Aug 2019)
Christopher John Francis Aspinwall
IRN CJA01123
- CF3 Chief Executive (22 Oct 2007 to 3 Dec 2018)
- CF1 Director (22 Oct 2007 to 3 Dec 2018)
- CF8 Apportionment and Oversight (22 Oct 2007 to 31 Mar 2009)
Colm Casey
IRN CXC00814
- SMF16 Compliance Oversight (since 23 Jul 2024)
Domhnall Bosco McCormack
IRN DXM11496
- SMF29 Limited scope function (limited scope SMCR firms only) (9 Dec 2019 to 1 Feb 2023)
- CF8 Apportionment and Oversight (27 Feb 2019 to 8 Dec 2019)
Jonathan Waltho
IRN JXW09542
- CF10 Compliance Oversight (2 Jan 2019 to 30 May 2019)
Patrick Joseph Walsh
IRN PXW14181
- SMF16 Compliance Oversight (9 Dec 2019 to 15 Aug 2023)
- CF10 Compliance Oversight (5 Jul 2019 to 8 Dec 2019)
Paul Robert Evans
IRN PXE13515
- SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Feb 2020)
Silvio Oliviero
IRN SXO01122
- SMF29 Limited scope function (limited scope SMCR firms only) (since 23 Jul 2024)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.