Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Client dealing (9 Dec 2019 to 1 Aug 2022)
- CF30 Customer (16 Feb 2017 to 8 Dec 2019)
-
- CF4 Partner (22 Dec 2015 to 10 Nov 2016)
- CF30 Customer (6 Jun 2013 to 11 Aug 2016)
-
- CF30 Customer (25 Jul 2012 to 11 Mar 2013)
-
- CF30 Customer (5 May 2011 to 6 Jun 2012)
- CF4 Partner (5 May 2011 to 6 Jun 2012)
-
- CF30 Customer (1 Nov 2007 to 13 Apr 2010)
- CF27 Investment Management (10 Aug 2004 to 31 Oct 2007)
- CF21 Investment Adviser (23 Jun 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.