Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Client dealing (30 Jun 2017 to 10 Nov 2025)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF22 Investment Adviser (Trainee) (2 Oct 2007 to 31 Oct 2007)
    • CF26 Customer Trading (21 May 2007 to 2 Oct 2007)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Client dealing (30 Jun 2017 to 10 Nov 2025)
    • CF30 Customer (29 Jun 2009 to 6 Mar 2016)
  • Advicorp Public Limited Company (no longer approved here)

    FRN 188139

    • CF26 Customer Trading (31 Jul 2002 to 6 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.