Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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DRW GLOBAL MARKETS LTD
FRN 746273
- [FCA CF] Client dealing (since 22 Oct 2024)
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- [FCA CF] Client dealing (6 Jun 2017 to 10 Jun 2019)
- [PRA CF] Significant risk taker or Material risk taker (30 May 2017 to 31 Dec 2017)
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- CF30 Customer (21 Dec 2015 to 6 Mar 2016)
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- CF30 Customer (3 Oct 2011 to 6 Mar 2016)
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- CF30 Customer (3 Oct 2011 to 6 Mar 2016)
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- CF30 Customer (17 Sep 2009 to 9 Sep 2011)
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- CF30 Customer (17 Sep 2009 to 9 Sep 2011)
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- CF30 Customer (19 Nov 2007 to 6 Aug 2009)
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- CF21 Investment Adviser (30 Nov 2002 to 8 Apr 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.