Shubham Singal

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rokos Capital Management LLP

    FRN 679721

    • [FCA CF] Client dealing (since 11 Jan 2024)
    • [FCA CF] Significant management (since 11 Jan 2024)
    • [FCA CF] Material risk taker (since 11 Jan 2024)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Significant management (3 Apr 2023 to 1 Jan 2024)
    • [FCA CF] Material risk taker (18 Oct 2021 to 1 Jan 2024)
    • [FCA CF] Client dealing (23 Apr 2018 to 1 Jan 2024)
    • [FCA CF] Manager of certification employee (23 Apr 2018 to 1 Jan 2024)
    • CF30 Customer (15 Oct 2009 to 22 Jul 2013)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Significant management (3 Apr 2023 to 1 Jan 2024)
    • [FCA CF] Material risk taker (18 Oct 2021 to 1 Jan 2024)
    • [FCA CF] Client dealing (23 Apr 2018 to 1 Jan 2024)
    • [FCA CF] Manager of certification employee (23 Apr 2018 to 1 Jan 2024)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (27 Aug 2013 to 15 Oct 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.