Shrikesh Dineshchandra Pattni

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Fintuity Limited (no longer approved here)
FRN 814106
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Oct 2021)
- CF30 Customer (17 Jun 2019 to 8 Dec 2019)
Equity And General Financial Services Limited (no longer approved here)
FRN 474163
- CF30 Customer (24 Jun 2019 to 6 Sep 2022)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (13 Jul 2018 to 24 Apr 2019)
Realm Associates Ltd (no longer approved here)
FRN 402111
- (4)Employed By (13 Jul 2018 to 24 Apr 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.