Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 19 Feb 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (1 Mar 2011 to 8 Dec 2019)
    • CF4 Partner (1 Mar 2011 to 8 Dec 2019)
  • Kingswood Corporate Finance Limited (no longer approved here)

    FRN 189485

    • CF30 Customer (1 Nov 2007 to 28 Feb 2011)
    • CF1 Director (1 Apr 2007 to 4 Nov 2010)
    • CF21 Investment Adviser (1 Apr 2007 to 31 Oct 2007)
    • CF4 Partner (AR) (1 Apr 2007 to 28 Feb 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.