Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Proprietary trader (9 Jan 2023 to 15 Dec 2024)
- [FCA CF] Client dealing (27 Feb 2017 to 15 Dec 2024)
- [FCA CF] Manager of certification employee (27 Feb 2017 to 15 Dec 2024)
- CF30 Customer (14 Sep 2012 to 6 Mar 2016)
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- [FCA CF] Client dealing (27 Feb 2017 to 27 Jan 2020)
- [FCA CF] Manager of certification employee (27 Feb 2017 to 9 Feb 2019)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.