Shaun Richard Hagan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (6 Feb 2013 to 8 Dec 2019)
  • INDEPENDENT FINANCIAL SERVICES 4 YOU LIMITED (no longer approved here)

    FRN 518498

    • CF30 Customer (23 Jun 2010 to 30 Dec 2012)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF22 Investment Adviser (Trainee) (22 Nov 2004 to 9 May 2005)
  • Synergie Financial Partnerships Ltd (no longer approved here)

    FRN 220558

    • (9)Employed By (16 Jun 2003 to 19 Oct 2004)
  • BA (GI) Limited (no longer approved here)

    FRN 117647

    • CF21 Investment Adviser (1 Dec 2001 to 1 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

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