Shaun Michael Downs

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G ADVICE PARTNERS LIMITED

    FRN 584256

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Mar 2021)
    • CF1 Director (AR) (since 14 Jan 2021)
    • CF30 Customer (since 14 Jan 2021)
    • [FCA CF] Client dealing (2 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Functions requiring qualifications (2 Jul 2020 to 14 Feb 2021)
    • CF30 Customer (27 Sep 2016 to 8 Dec 2019)
  • North Sands Financial Management Ltd

    FRN 939528

    • (1)Employed By (since 14 Jan 2021)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (20 Mar 2014 to 30 Aug 2016)
    • CF30 Customer (18 Sep 2012 to 30 Aug 2016)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (20 Sep 2011 to 31 Aug 2012)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 28 Oct 2011)
    • CF22 Investment Adviser (Trainee) (22 Sep 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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