Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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First Service Financial Limited
FRN 479175
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 2 Aug 2022)
- [FCA CF] Client dealing (since 2 Aug 2022)
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- CF30 Customer (14 Nov 2018 to 9 Apr 2019)
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- CF30 Customer (9 Dec 2015 to 25 Oct 2018)
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- CF30 Customer (13 Jun 2008 to 31 Dec 2012)
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- Employed By (1 Aug 2000 to 30 Jun 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.