Shaun Charles Colby

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RETIREMENT PLANNING (UK) LIMITED

    FRN 401320

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 8 Sep 2020)
    • [FCA CF] Client dealing (since 8 Sep 2020)
    • CF30 Customer (31 Mar 2014 to 8 Dec 2019)
  • Alexander Calder Financial Ltd (no longer approved here)

    FRN 407890

    • (22)Employed By (20 Jan 2010 to 15 Jun 2010)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Alexander Calder Financial Ltd

  2. controlled function added: (22)Employed By at Alexander Calder Financial Ltd