RETIREMENT PLANNING (UK) LIMITED

• Principal Place of Business

  Retirement Planning UK Ltd

  Christchurch House

  Christchurch Way

  Stone

  Staffordshire

  ST15 8ZB

  UNITED KINGDOM

  Phone

  +4401785817377

  Web

  https://www.rpuk.co.uk

• Complaints Contact

  Retirement Planning UK Ltd

  Christchurch House

  Christchurch Way

  Stone

  Staffordshire

  ST15 8ZB

  UNITED KINGDOM

  Phone

  +4401785817377

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan Joseph Whitby

  IRN AJW00079

  • CF30 Customer (1 Nov 2007 to 21 Jun 2011)
  • CF21 Investment Adviser (15 Nov 2004 to 31 Oct 2007)
  • CF1 Director (15 Nov 2004 to 4 May 2010)
• Dean Atkins

  IRN DXA54593

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2024)
• Ethan Shaun Thompson

  IRN EXT00214

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 5 Jan 2026)
• Gregory Whitby-Samways

  IRN GXW01551

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 1 Aug 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (24 Oct 2014 to 8 Dec 2019)
• Joshua Nigel Ross Heinich

  IRN JXH03370

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 23 Feb 2026)
  • [FCA CF] Client dealing (since 23 Feb 2026)
• Katrina Whitby-Samways

  IRN KXW01233

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF16 Compliance Oversight (since 15 Dec 2023)
  • [FCA CF] Client dealing (since 8 Sep 2020)
  • [FCA CF] Functions requiring qualifications (since 8 Sep 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF1 Director (15 Nov 2004 to 8 Dec 2019)
  • CF10 Compliance Oversight (15 Nov 2004 to 25 Sep 2012)
  • CF11 Money Laundering Reporting (15 Nov 2004 to 8 Dec 2019)
  • CF21 Investment Adviser (15 Nov 2004 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (15 Nov 2004 to 31 Mar 2009)
• Laura Jayne Clarke

  IRN LJC01153

  • [FCA CF] Functions requiring qualifications (7 Sep 2020 to 31 Oct 2023)
• Lesley Helen Patricia Farrell

  IRN LHF00001

  • SMF16 Compliance Oversight (9 Dec 2019 to 1 Nov 2023)
  • CF10 Compliance Oversight (26 Sep 2012 to 8 Dec 2019)
• Margaret Ann Whitby

  IRN MXW01575

  • CF1 Director (15 Nov 2004 to 4 May 2010)
• Nicolas Mills

  IRN NXM00111

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 7 Sep 2020)

No changes recorded yet.