Shaul Zaidman

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Falcon Investment Management Ltd (no longer approved here)
FRN 673552
- SMF3 Executive Director (9 Dec 2019 to 30 Jun 2020)
- CF1 Director (19 Feb 2019 to 8 Dec 2019)
MAKOR SECURITIES LONDON LTD (no longer approved here)
FRN 625054
- CF30 Customer (22 Mar 2016 to 23 Jun 2017)
Vantage Capital Markets LLP (no longer approved here)
FRN 416697
- CF30 Customer (31 Jan 2012 to 24 Sep 2012)
TRADITION FINANCIAL SERVICES LTD. (no longer approved here)
FRN 147543
- CF30 Customer (2 Feb 2010 to 30 Nov 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.