Falcon Investment Management Ltd

• Principal Place of Business

  64 North Row

  5th Floor

  London

  W1K 7DA

  UNITED KINGDOM

  Phone

  +442038270275

  Web

  https://www.falconcapital.co.uk

• Complaints Contact

  64 North Row

  5th Floor

  London

  W1K 7DA

  UNITED KINGDOM

  Phone

  +442038270275

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Aharon Lapp

  IRN AXL02202

  • CF30 Customer (19 Dec 2016 to 26 Oct 2018)
• Alexander James Gordon-Brown

  IRN AJG01385

  • [FCA CF] Client dealing (1 Jul 2021 to 2 May 2025)
• Alfonso Peccatiello

  IRN AXP01080

  • [FCA CF] Client dealing (since 10 Jan 2025)
• Alisa Kletskaia

  IRN AXK01778

  • [FCA CF] Client dealing (3 Feb 2025 to 27 Jun 2025)
• Amias Naj

  IRN MXN01910

  • SMF3 Executive Director (12 Oct 2020 to 30 Apr 2022)
  • CF30 Customer (1 Aug 2018 to 8 Dec 2019)
• Arman Salavitabar

  IRN AXS03459

  • [FCA CF] Client dealing (9 Dec 2019 to 5 May 2022)
• Ayush Ansal

  IRN AXA15031

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2021)
  • CF30 Customer (16 May 2019 to 8 Dec 2019)
• Benjamin Mallet

  IRN BXM00230

  • [FCA CF] Client dealing (1 May 2021 to 1 Nov 2021)
• Benny Menashe

  IRN BXM01494

  • [FCA CF] Material risk taker (since 28 Feb 2025)
  • [FCA CF] Client dealing (since 3 Jan 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF1 Director (7 Oct 2015 to 8 Dec 2019)
  • CF10 Compliance Oversight (7 Oct 2015 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (7 Oct 2015 to 8 Dec 2019)
  • CF30 Customer (7 Oct 2015 to 8 Dec 2019)
• Connor Tom Benoit Milner

  IRN CXB01072

  • [FCA CF] Client dealing (since 1 Jun 2025)

• Brisk Group Limited (no longer appointed)

  FRN 785997 · Appointed 4 Aug 2017 · Until 15 Aug 2017

No changes recorded yet.