Falcon Investment Management Ltd

• Principal Place of Business

  64 North Row

  5th Floor

  London

  W1K 7DA

  UNITED KINGDOM

  Phone

  +442038270275

  Web

  https://www.falconcapital.co.uk

• Complaints Contact

  64 North Row

  5th Floor

  London

  W1K 7DA

  UNITED KINGDOM

  Phone

  +442038270275

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Danny Aston-Jay

  IRN DXA00214

  • [FCA CF] Client dealing (1 Sep 2021 to 28 Feb 2023)
• David Edward Askey

  IRN DXA00249

  • [FCA CF] Client dealing (6 Apr 2022 to 30 Jan 2023)
• Delphine Anne Felicienne Sitbon

  IRN DAS01314

  • CF1 Director (7 Oct 2015 to 11 Feb 2016)
  • CF30 Customer (7 Oct 2015 to 31 Oct 2018)
• Dimitry Korsunsky

  IRN DXK01288

  • [FCA CF] Client dealing (1 Sep 2021 to 30 Jan 2023)
• Edouard Hindi

  IRN EXH01151

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Jan 2022)
  • CF30 Customer (1 Jan 2019 to 8 Dec 2019)
• Elisheva Tavashi- Leviov

  IRN EXT01329

  • CF30 Customer (13 Jun 2018 to 31 Aug 2018)
• Erez Moshe Katz

  IRN EXK00055

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2021)
• Evgeny Gokhberg

  IRN EXG01312

  • [FCA CF] Material risk taker (since 5 Mar 2025)
  • [FCA CF] Client dealing (since 9 Jul 2021)
• Fabrice Tischhauser

  IRN FXT00037

  • [FCA CF] Client dealing (2 Aug 2021 to 1 Nov 2021)
  • [FCA CF] Material risk taker (2 Aug 2021 to 1 Nov 2021)
• Ibrahim Firat Erel

  IRN IFE01004

  • [FCA CF] Client dealing (1 Sep 2021 to 31 Oct 2025)

• Brisk Group Limited (no longer appointed)

  FRN 785997 · Appointed 4 Aug 2017 · Until 15 Aug 2017

No changes recorded yet.