Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 7 Mar 2021)
    • [FCA CF] Client dealing (since 7 Mar 2021)
  • HOWDEN FS LIMITED (no longer approved here)

    FRN 180563

    • CF30 Customer (1 Nov 2007 to 23 Nov 2012)
    • CF22 Investment Adviser (Trainee) (27 Oct 2005 to 31 Oct 2007)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF21 Investment Adviser (2 Feb 2005 to 10 Nov 2005)
    • CF22 Investment Adviser (Trainee) (1 Apr 2003 to 2 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.