Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Schroder Unit Trusts Limited (no longer approved here)

    FRN 197288

    • [FCA CF] Manager of certification employee (2 Mar 2020 to 28 Jun 2022)
  • SCHRODER & CO. LIMITED (no longer approved here)

    FRN 144206

    • [FCA CF] Client dealing (20 Feb 2017 to 1 Jan 2026)
    • [FCA CF] Functions requiring qualifications (20 Feb 2017 to 1 Jan 2026)
    • [FCA CF] Manager of certification employee (2 Feb 2017 to 24 Mar 2025)
  • C. HOARE & CO. (no longer approved here)

    FRN 122093

    • CF30 Customer (6 Dec 2011 to 6 Mar 2016)
  • HANDELSBANKEN WEALTH & ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 197340

    • CF30 Customer (1 Nov 2007 to 24 Jun 2011)
    • CF22 Investment Adviser (Trainee) (24 May 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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