Sharina Kaur Walia

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED
FRN 119272
- [FCA CF] Client dealing (since 19 Jul 2021)
Legal and General Assurance (Pensions Management) Limited (no longer approved here)
FRN 202202
- [FCA CF] Client dealing (19 Jul 2021 to 20 Jan 2023)
NINETY ONE UK LIMITED (no longer approved here)
FRN 122420
- [FCA CF] Client dealing (9 Sep 2020 to 27 Jan 2021)
Ninety One Fund Managers UK Limited (no longer approved here)
FRN 145007
- [FCA CF] Client dealing (9 Sep 2020 to 27 Jan 2021)
BlackRock Advisors (UK) Limited (no longer approved here)
FRN 119186
- CF30 Customer (21 Feb 2014 to 8 Dec 2019)
BlackRock Investment Management (UK) Limited (no longer approved here)
FRN 119293
- CF30 Customer (21 Feb 2014 to 8 Dec 2019)
BlackRock International Limited (no longer approved here)
FRN 178638
- CF30 Customer (21 Feb 2014 to 8 Dec 2019)
BlackRock Institutional Trust Company, N.A. (no longer approved here)
FRN 409343
- CF30 Customer (21 Feb 2014 to 19 Mar 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.