Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • C. HOARE & CO. (no longer approved here)

    FRN 122093

    • [FCA CF] Functions requiring qualifications (7 May 2019 to 2 Nov 2020)
  • ARBUTHNOT LATHAM & CO., LIMITED (no longer approved here)

    FRN 143336

    • [FCA CF] Material risk taker (21 Nov 2017 to 3 May 2019)
    • [PRA CF] Significant risk taker or Material risk taker (21 Nov 2017 to 3 May 2019)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 3 May 2019)

Recent activity

Updates to this individual's record on the FCA register.

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