Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Significant risk taker or Material risk taker (31 Aug 2019 to 1 Sep 2021)
- SMF2 Chief Finance (7 Mar 2016 to 29 Jan 2018)
- CF10 Compliance Oversight (30 Apr 2012 to 3 Aug 2015)
- CF28 Systems and controls (14 Mar 2011 to 1 Feb 2012)
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- CF1 Director (14 Apr 2008 to 9 Nov 2009)
- CF28 Systems and controls (18 Jan 2008 to 9 Nov 2009)
- CF29 Significant management (18 Jan 2008 to 9 Nov 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.